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A practice built on principle.

An independent, fee-based wealth advisory practice serving Canadian families and owner-operators. We exist to provide objective financial guidance, free from the conflicts of commission-based advice.

Founded1999
AUA$287M+
Households1,000+
Practice27 yrs
Our Story

Over two decades of independent advisory.

Northern Shield was founded on a single conviction: that Canadian families deserve financial guidance free of the conflicts that define commission-based advice.

In 2009, three advisors left established bank channels to build a practice where the client relationship sits at the centre of every recommendation. We structured our fees transparently, put our fiduciary commitment in writing, and deliberately limited the size of our practice so that every client would always have a named advisor who knew their situation.

Today, Northern Shield manages $287 million in assets across more than 412 households. We have grown exclusively by referral, and we intend to remain deliberately small — because the quality of advice is inseparable from the quality of attention.

We don't manage money. We manage the decisions that determine what money becomes.

That philosophy shapes every engagement: the plan we build, the portfolio we construct, the tax strategies we model, and the estate structures we coordinate. We look at the whole picture, always.

Fee Structure

Transparent. No surprises.

A single advisory fee based on assets under management. No commissions, no trailing fees, no hidden charges of any kind.

Account ValueAnnual FeeWhat Is Included
Under $500KMinimum engagement $300K
1.15%
Comprehensive financial plan, quarterly portfolio reviews, unlimited advisory access
$500K – $1M
1.00%
All above, plus tax planning integration and estate coordination
$1M – $2.5M
0.90%
All above, plus business owner advisory and IPP structuring where applicable
Above $2.5M
0.85%
All above, plus family office coordination and philanthropic planning
Investment Philosophy

Evidence over prediction.

We do not speculate on market direction. We build portfolios designed to capture broad market returns at the lowest cost, then stay the course.

— 01

Broad Diversification

Globally diversified portfolios using low-cost index ETFs and select active mandates where evidence supports a return premium. No concentrated bets or market timing.

— 02

Rule-Based Rebalancing

Portfolios are rebalanced on predefined drift thresholds, not market forecasts. Discipline reduces transaction costs and removes behavioural bias from the process.

— 03

Risk as a First Principle

Every portfolio is built around its downside risk profile first, then optimized for return. Clients who understand their risk stay invested through volatility.

— 04

Tax Efficiency

Asset location, tax-loss harvesting, and account structure are coordinated to minimize the tax drag on long-term returns — not optimized in isolation from the plan.

— 05

Cost Consciousness

Every basis point of MER compounds against the client over time. We use the lowest-cost instruments that achieve the mandate and pass those savings through directly.

— 06

Behavioural Discipline

The biggest risk to a portfolio is not volatility — it is the decision to exit at the wrong moment. Our advisors are trained to coach clients through uncertainty, not avoid the conversation.

The Team

A small team, by design.

Four advisors. One operations lead. One paraplanner. Every household works with a named principal.

Full team profiles
Work With Us

Start with a conversation.

A 45-minute discovery call. No data required. No obligation. We will tell you honestly whether Northern Shield is the right fit.